How do you handle compliance updates?
We will monitor all relevant regulatory events that relate to the compliance documents offered. When an event occurs that requires an update to the document, there are two possible outcomes. The first is that the compliance event does not require user interaction. This means that the update will be made to the document and all current documents will be amended and made available to their clients automatically. The alternative is that the compliance event does require user input. This could be a simple approval of the change or an entirely new piece of information from the client. When this event occurs we will send out a notice to the affected clients that their attention is required to remain compliant. Once the new information has been gathered, a new version of the document will be created.Find another question